FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Janus International Group, Inc. [ JBI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/12/2022 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 06/08/2023 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
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Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 07/12/2022 | G | 6,717(1) | D | $0 | 7,079 | D | |||
Common Stock | 07/12/2022 | G | 6,717(1) | A | $0 | 2,552,216 | I | By The Fradin Community Property Revocable Trust(2) | ||
Common Stock | 12/08/2022 | G | 515(3) | D | $0 | 635,859 | I | By Juniper GRAT Trust | ||
Common Stock | 12/08/2022 | G | 515(3) | A | $0 | 2,552,731 | I | By The Fradin Community Property Revocable Trust(2) | ||
Common Stock | 12/07/2023 | G | 70,171(4) | D | $0 | 565,688 | I | By Juniper GRAT Trust | ||
Common Stock | 12/07/2023 | G | 70,171(4) | A | $0 | 321,242(5) | I | By The Fradin Community Property Revocable Trust(2) | ||
Common Stock | 01/24/2024 | G | 565,688(6) | D | $0 | 0 | I | By Juniper GRAT Trust |
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. On July 12, 2022, the reporting person transferred 6,717 shares of JBI Common Stock that were directly held by him to The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee. |
2. The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee. |
3. On December 8, 2022, Juniper GRAT Trust transferred 515 shares of JBI Common Stock to The Fradin Community Property Revocable Trust. |
4. On December 7, 2023, Juniper GRAT Trust transferred 70,171 shares of JBI Common Stock to The Fradin Community Property Revocable Trust. |
5. This amount also reflects any subsequent transactions already reported on Form 4. |
6. Effective January 24, 2024, Juniper GRAT Trust transferred 565,688 shares of JBI Common Stock to two trusts where immediate family members are beneficiaries. |
Remarks: |
This amendment is being filed to correct the amount previously reported in the Forms 4 filed on June 8, 2023, July 5, 2023, February 13, 2024, June 20, 2024, November 5, 2024, and November 27, 2024. All other information reported in the original Forms 4 remains the same. |
/s/ Elliot Kahler, as attorney-in-fact for Roger Fradin | 12/09/2024 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.