FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Janus International Group, Inc. [ JBI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/16/2024 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
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Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 01/16/2024 | S(1) | 55,180 | D | $13.993(2) | 298,685 | I | By Trust(3) | ||
Common Stock | 01/16/2024 | S(1) | 55,425 | D | $13.9941(4) | 303,441 | I | By Trust(5) | ||
Common Stock | 01/17/2024 | S(1) | 19,820 | D | $13.8527(6) | 278,865 | I | By Trust(3) | ||
Common Stock | 01/17/2024 | S(1) | 19,575 | D | $13.8539(7) | 283,866 | I | By Trust(5) | ||
Common Stock | 9,478 | D | ||||||||
Common Stock | 10,000 | I | By Trust(8) | |||||||
Common Stock | 10,000 | I | By Trust(9) | |||||||
Common Stock | 10,000 | I | By Trust(10) | |||||||
Common Stock | 50,000 | I | By Trust(11) | |||||||
Common Stock | 50,000 | I | By Trust(12) | |||||||
Common Stock | 10,000 | I | By Trust(13) | |||||||
Common Stock | 10,000 | I | By Trust(14) | |||||||
Common Stock | 50,000 | I | By Trust(15) | |||||||
Common Stock | 50,000 | I | By Trust(16) | |||||||
Common Stock | 10,000 | I | By Trust(17) |
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. These shares were sold pursuant to Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023. |
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price per share ranging from $13.8350 to $14.1800 inclusive. The Reporting Person undertakes to provide Janus International Group, Inc., any security holder of Janus International Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
3. The shares of common stock are held directly by the Lisa M. Hodges Revocable Trust. |
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price per share ranging from $13.8400 to $14.1800 inclusive. The Reporting Person undertakes to provide Janus International Group, Inc., any security holder of Janus International Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
5. The shares of common stock are held directly by the John Morgan Hodges Revocable Trust. |
6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price per share ranging from $13.6600 to $14.1400 inclusive. The Reporting Person undertakes to provide Janus International Group, Inc., any security holder of Janus International Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price per share ranging from $13.6600 to $14.0800 inclusive. The Reporting Person undertakes to provide Janus International Group, Inc., any security holder of Janus International Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
8. The shares of common stock are held directly by the Lennon Morgan Hodges Gift Trust. |
9. The shares of common stock are held directly by the Keaton Quinn Hodges Gift Trust. |
10. The shares of common stock are held directly by the John Morgan Hodges III Gift Trust. |
11. The shares of common stock are held directly by the Aubrie Hodges Mathewson Gift Trust. |
12. The shares of common stock are held directly by the Natalie Marie Hodges-Powell Gift Trust. |
13. The shares of common stock are held directly by the Hartley Marie Hodges Gift Trust. |
14. The shares of common stock are held directly by the Dempsey Marie Hodges-Powell Gift Trust. |
15. The shares of common stock are held directly by the J Morgan Hodges II Gift Trust. |
16. The shares of common stock are held directly by the Meghan Eva Hodges Gift Trust. |
17. The shares of common stock are held directly by the Maverick Grayson Hodges-Powell Gift Trust. |
Remarks: |
/s/ Elliot Kahler, as attorney-in-fact for Morgan Hodges | 01/17/2024 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.